SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
LES CASCADES BUILDING |
EDITH CAVELL STREET |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Genpact LTD
[ G ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/13/2007
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares, $0.01 par value per share |
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19,022 |
D
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Common Shares, $0.01 par value per share |
12/13/2007 |
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S
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8,000,000 |
D |
$12.5
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39,928,342 |
D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
LES CASCADES BUILDING |
EDITH CAVELL STREET |
(Street)
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1. Name and Address of Reporting Person*
LES CASCADES BUILDING |
EDITH CAVELL STREET |
(Street)
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1. Name and Address of Reporting Person*
AIFACS BUILDING |
1 RAFI MARG |
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
Remarks: |
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/s/ Lawrence J. Zlatkin, Director |
12/13/2007 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
` Exhibit 99.1
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Joint Filer Information
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Name of Joint Filer: GE Capital International
(Mauritius)
Address of Joint Filer: Les Cascades Building,
Edith Cavell Street
Port Louis, Mauritius
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to be
Reported (Month/Day/Year): 12/13/2007
Designated Filer: GE Capital (Mauritius)
Holdings Ltd.
SIGNATURE:
GE Capital International (Mauritius)
/s/ Lawrence J. Zlatkin
- ---------------------------------------
Name: Lawrence J. Zlatkin
Title: Director
December 13, 2007
- -----------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: GE Indian Services Holding
Private Limited
Address of Joint Filer: AIFACS Building
1 Rafe Marg
New Delhi, 110001 India
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to be
Reported (Month/Day/Year): 12/13/2007
Designated Filer: GE Capital (Mauritius)
Holdings Ltd.
SIGNATURE:
GE Indian Services Holding Private Limited
/s/ John W. Campo, Jr.
- ---------------------------------------
Name: John W. Campo, Jr.
Title: Attorney-in-fact
December 13, 2007
- -----------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: GE India Ventures LLC
Address of Joint Filer: 120 Long Ridge Road
Stamford, CT 06927
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to be
Reported (Month/Day/Year): 12/13/2007
Designated Filer: GE Capital (Mauritius)
Holdings Ltd.
SIGNATURE:
GE India Ventures LLC
/s/ John W. Campo, Jr.
- ---------------------------------------
Name: John W. Campo, Jr.
Title: Attorney-in-fact
December 13, 2007
- -----------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: General Electric Capital
Services Indian Investments LLC
Address of Joint Filer: 120 Long Ridge Road
Stamford, CT 06927
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to be
Reported (Month/Day/Year): 12/13/2007
Designated Filer: GE Capital (Mauritius)
Holdings Ltd.
SIGNATURE:
General Electric Capital Services Indian Investments LLC
/s/ John W. Campo, Jr.
- ---------------------------------------
Name: John W. Campo, Jr.
Title: Attorney-in-fact
December 13, 2007
- -----------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: General Electric Capital
Corporation
Address of Joint Filer: 3135 Easton Turnpike
Fairfield, CT 06828
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to be
Reported (Month/Day/Year): 12/13/2007
Designated Filer: GE Capital (Mauritius)
Holdings Ltd.
SIGNATURE:
General Electric Capital Corporation
/s/ John W. Campo, Jr.
- ---------------------------------------
Name: John W. Campo, Jr.
Title: Attorney-in-fact
December 13, 2007
- -----------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: General Electric Capital
Services, Inc.
Address of Joint Filer: 3135 Easton Turnpike
Fairfield, CT 06828
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to be
Reported (Month/Day/Year): 12/13/2007
Designated Filer: GE Capital (Mauritius)
Holdings Ltd.
SIGNATURE:
General Electric Capital Services, Inc.
/s/ John W. Campo, Jr.
- ---------------------------------------
Name: John W. Campo, Jr.
Title: Attorney-in-fact
December 13, 2007
- -----------------
Date
Joint Filer Information
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Name of Joint Filer: General Electric Company
Address of Joint Filer: 3135 Easton Turnpike
Fairfield, CT 06828
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to be
Reported (Month/Day/Year): 12/13/2007
Designated Filer: GE Capital (Mauritius)
Holdings Ltd.
SIGNATURE:
General Electric Company
/s/ John W. Campo, Jr.
- ---------------------------------------
Name: John W. Campo, Jr.
Title: Attorney-in-fact
December 13, 2007
- -----------------
Date