SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| LES CASCADES BUILDING |
| EDITH CAVELL STREET |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
Genpact LTD
[ G ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
08/01/2007
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Shares, $0.01 par value per share |
|
|
|
|
|
|
|
19,022 |
D
|
|
| Common Shares, $0.01 par value per share |
08/01/2007 |
|
S
|
|
5,882,353 |
D |
$13.23
|
47,928,342 |
D
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
| LES CASCADES BUILDING |
| EDITH CAVELL STREET |
(Street)
|
1. Name and Address of Reporting Person*
| LES CASCADES BUILDING |
| EDITH CAVELL STREET |
(Street)
|
1. Name and Address of Reporting Person*
| AIFACS BUILDING |
| 1 RAFI MARG |
(Street)
|
1. Name and Address of Reporting Person*
(Street)
|
1. Name and Address of Reporting Person*
(Street)
|
1. Name and Address of Reporting Person*
(Street)
|
1. Name and Address of Reporting Person*
(Street)
|
1. Name and Address of Reporting Person*
(Street)
|
| Explanation of Responses: |
|
|
|
| Remarks: |
|
|
/s/ Bryant B. Cohen, Attorney-in-Fact |
08/03/2007 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 24
POWER OF ATTORNEY
The undersigned, General Electric Capital Corporation, a Delaware
corporation (hereinafter referred to as the "Corporation") does hereby make,
constitute and appoint the persons listed below as the Corporation's true and
lawful agent and attorney-in-fact (hereinafter referred to as the "Attorney") to
act either together or alone in the name and on behalf of the Corporation for
and with respect to the matters hereinafter described.
Name of Attorney:
Preston H. Abbott Paul J. Halas
Stephen Ambrose, Jr. Ronald Herman
Brock Austin Mark Kaplow
Eileen Brumback Barbara A. Lane
John W. Campo, Jr. Alan Lewis
Carlos Carrasquillo David L. Lloyd
Barbara Daniele Keith W. Newman
Laura E.B. Dawson Michael Pastore
Frank Ertl James C. Ungari
Michael A. Gaudino Alex Urquhart
Barbara J. Gould
Each Attorney shall have the power and authority to do the following:
To execute and deliver any Schedule 13D, Schedule 13G or Forms 3, 4 and 5
or any amendments thereto required to be filed with the Securities and Exchange
Commission under the Securities Exchange Act of 1934 on behalf of the
Corporation with regard to any securities owned by the Corporation or any of its
subsidiaries.
And, in connection with the foregoing, to execute and deliver all
documents, acknowledgments, consents and other agreements and to take such
further action as may be necessary or convenient for the Corporation in order to
more effectively carry out the intent and purpose of the foregoing.
Agreements, commitments, documents, instruments and other writings
executed by the Attorney in accordance with the terms hereof shall be binding
upon the Corporation without attestation and without affixation of the seal of
the Corporation. The Power of Attorney conferred hereby shall not be delegable
by any Attorney. The Attorney shall serve without compensation for acting in the
capacity of agent and attorney-in-fact hereunder.
Unless revoked by the Corporation, this Power of Attorney shall be
governed under the laws of the State of New York and the authority of the
Attorney hereunder shall terminate on December 31, 2007.
IN WITNESS WHEREOF, the Corporation has caused the Power of Attorney to be
executed, attested and its corporate seal to be affixed pursuant to authority
granted by the Corporation's board of directors, as of the 1st day of January
2007.
General Electric Capital Corporation
(Corporate Seal)
By: /s/ Craig T. Beazer
--------------------------------
Craig T. Beazer
Vice President, General Counsel
and Secretary
Attest:
/s/ David P. Russell
- --------------------------------
David P. Russell
Assistant Secretary
Exhibit 99.1
------------
Joint Filer Information
-----------------------
Name of Joint Filer: GE Capital International
(Mauritius)
Address of Joint Filer: Les Cascades Building,
Edith Cavell Street
Port Louis, Mauritius
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to
be Reported (Month/Day/Year): 8/1/2007
Designated Filer: GE Capital (Mauritius) Holdings
Ltd.
SIGNATURE:
GE Capital International (Mauritius)
/s/ Bryant B. Cohen
- -----------------------------------
Name: Bryant B. Cohen
Title: Attorney-in-fact
August 3, 2007
- --------------
Date
Joint Filer Information
-----------------------
Name of Joint Filer: GE Indian Services Holding
Private Limited
Address of Joint Filer: AIFACS Building
1 Rafe Marg
New Delhi, 110001 India
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to
be Reported (Month/Day/Year): 8/1/2007
Designated Filer: GE Capital (Mauritius) Holdings
Ltd.
SIGNATURE:
GE Indian Services Holding Private Limited
/s/ Frank Ertl
- -----------------------------------
Name: Frank Ertl
Title: Attorney-in-fact
August 3, 2007
- --------------
Date
2
Joint Filer Information
-----------------------
Name of Joint Filer: GE India Ventures LLC
Address of Joint Filer: 120 Long Ridge Road
Stamford, CT 06927
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to
be Reported (Month/Day/Year): 8/1/2007
Designated Filer: GE Capital (Mauritius) Holdings
Ltd.
SIGNATURE:
GE India Ventures LLC
/s/ Frank Ertl
- -----------------------------------
Name: Frank Ertl
Title: Attorney-in-fact
August 3, 2007
- --------------
Date
3
Joint Filer Information
-----------------------
Name of Joint Filer: General Electric Capital
Services Indian Investments LLC
Address of Joint Filer: 120 Long Ridge Road
Stamford, CT 06927
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to
be Reported (Month/Day/Year): 8/1/2007
Designated Filer: GE Capital (Mauritius) Holdings
Ltd.
SIGNATURE:
General Electric Capital Services Indian Investments LLC
/s/ Frank Ertl
- -----------------------------------
Name: Frank Ertl
Title: Attorney-in-fact
August 3, 2007
- --------------
Date
4
Joint Filer Information
-----------------------
Name of Joint Filer: General Electric Capital
Corporation
Address of Joint Filer: 3135 Easton Turnpike
Fairfield, CT 06828
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to
be Reported (Month/Day/Year): 8/1/2007
Designated Filer: GE Capital (Mauritius) Holdings
Ltd.
SIGNATURE:
General Electric Capital Corporation
/s/ Frank Ertl
- -----------------------------------
Name: Frank Ertl
Title: Attorney-in-fact
August 3, 2007
- --------------
Date
5
Joint Filer Information
-----------------------
Name of Joint Filer: General Electric Capital
Services, Inc.
Address of Joint Filer: 3135 Easton Turnpike
Fairfield, CT 06828
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to
be Reported (Month/Day/Year): 8/1/2007
Designated Filer: GE Capital (Mauritius) Holdings
Ltd.
SIGNATURE:
General Electric Capital Services, Inc.
/s/ Frank Ertl
- -----------------------------------
Name: Frank Ertl
Title: Attorney-in-fact
August 3, 2007
- --------------
Date
6
Joint Filer Information
-----------------------
Name of Joint Filer: General Electric Company
Address of Joint Filer: 3135 Easton Turnpike
Fairfield, CT 06828
Relationship of Joint Filer to Issuer: 10% Owner
Issuer Name and Ticker or Trading Symbol: Genpact Limited (G)
Date of Earliest Transaction Required to
be Reported (Month/Day/Year): 8/1/2007
Designated Filer: GE Capital (Mauritius) Holdings
Ltd.
SIGNATURE:
General Electric Company
/s/ Frank Ertl
- -----------------------------------
Name: Frank Ertl
Title: Attorney-in-fact
August 3, 2007
- --------------
Date
7
